JMP Group LLC
JMP GROUP LLC (Form: 8-K, Received: 03/28/2017 16:31:26)

UNITED STATES

 

SECURITIES AND EXCHANGE COMMISSIO N
Washington, D.C. 2054 9

 

Form 8-K

 

Current Repor t
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 193 4

 

Date of Report (Date of earliest event reported): 03/28/2017

 

JMP Group LLC

 

(Exact name of registrant as specified in its charter)

 

Commission File Number: 333-198264

   

Delaware

(State or other jurisdiction of

incorporation)

47-1632931

(IRS Employer

Identification No.)

   

600 Montgomery Street, Suite 1100

San Francisco, CA 94111

(Address of principal executive offices, including zip code)

 

415-835-8900

(Registrant’s telephone number, including area code)

 

(Former name or former address, if changed since last report)

   

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any o f the following provisions :


[ ]      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425 )

 

[ ]      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12 )

 

[ ]      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b) )

 

[ ]      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c) )

 

 
 

 

 

Item 7.01. Regulation FD Disclosure.

 

JMP Group LLC (the “Registrant”) is announcing that it will participate in The Sidoti & Company Spring 2017 Convention on March 29, 2017, in New York, New York, delivering a slide presentation and holding one-on-one meetings with certain institutional investors. A copy of the materials presented by the Registrant will be made available in advance in the “Investor Relations” section of the Registrant's website, at http://www.jmpg.com . Additionally, listeners may access an Internet broadcast of the Registrant’s presentation at http://investor.jmpg.com/events.cfm. The broadcast will remain accessible on the Registrant's website for replay.

 

The information furnished pursuant to this Item 7.01 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Registrant under the Securities Act of 1933 or the Exchange Act, whether made before or after the date hereof, regardless of any general incorporation language in such filing.

 

The information furnished in this report shall not be deemed to constitute an admission that such information is required to be furnished pursuant to Regulation FD or that such information or exhibits contains material information that is not otherwise publicly available. In addition, the Registrant does not assume any obligation to update such information in the future.

 

 
 

 

 

Signature(s)

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

JMP Group LLC 

 

 

 

 

 

 

 

 

 

Date: March 28, 2017

By:

/s/  Walter Conroy

 

 

 

Walter Conroy 

 

 

 

Chief Legal Officer