Corporate Governance

JMP Group sets high standards for its employees, officers and directors. Implicit in this philosophy is the importance of sound corporate governance.

Our corporate governance guidelines have been established by our board of directors and are intended to be comprehensive, conforming to the requirements of SEC orders and regulations, New York Stock Exchange rules and listing standards, and applicable legislation, including the Sarbanes-Oxley Act. These guidelines are subject to modification from time to time, as our board reevaluates the our practices or as required by applicable laws and regulations.


Title Documents

Code of Business Conduct and Ethics

Corporate Governance Guidelines

Audit Committee Charter

Compensation Committee Charter

Corporate Governance and Nominating Committee Charter

To contact the audit committee of our board of directors with a complaint about JMP Group’s accounting, internal accounting controls or audit matters, or to contact the company’s non-management directors regarding other concerns, click here.